Emic and Etic: Anthropology and Aliens in SF

One of the hardest things about writing science fiction, I think, is the creation of alien cultures. Don’t get me wrong: it’s unlikely that I can toss out some hard science or mathematical theory and have it successfully shape an entire world, like the best science fiction writers do on a regular basis. But beyond the science, it’s the alien peoples who seem to be the most difficult to concoct, particularly because they are the aspects of a story that can fail the most spectacularly.

I recently read Vernor Vinge’s A Deepness in the Sky, the prequel to his enormously successful A Fire Upon the Deep. Both were Hugo Award winning books, popular not just for their really stunning theoretical science but for the interesting alien cultures that inhabit them. I enjoyed them immensely, but like any theoretically sophisticated work should do, they invite you to critique them in order that we might move beyond them.

I do agree that Vinge’s alien races were quite compelling and that he really has a knack for some surprising and fascinating turns. There are Fire’s alien Tines, dog-like creatures that share a consciousness between 3-6 bodies. In Deepness, the aliens are arachnid-esque, hibernating below the earth every 60 years when their sun cyclically dies. The richness of their cultures and the charm of the alien characters is very attractive for readers who are looking for something truly different.

But are they that different? I was struck by how Vinge’s aliens were…well, so human, their histories and concerns following distinctly human lines. The cultural evolution of both the Tines and the Spiders mimic the rise of our own civilizations as the academics used to see it, moving from primitive to the most advanced. This reflects Vinge’s interest in technological singularity, the idea that as we become more and more intelligent, our machines will become more intelligent; our machines will then evolve faster than we, and that explosion of evolution will totally destroy all our paradigms and create something beyond any possibilities we could imagine. And so will begin the post-Human Era.

But for all his notions that AI’s crossing of the intelligence threshold will result in a future we can’t conceive, Vinge never applies the same theoretical gymnastics to culture and to the societies of his aliens. Their desires and fears, their relationships and motives, all fall within the human paradigm.

The Post-Human Era.

SF writers have been trying for years to create something utterly inhuman. The most popular alien life-form that is used in this context is the insect. Bugs are, after all, about as alien as you can get on the Planet Earth. There is something about them that not only frightens us entirely, but that is unknowable and strange. And thus Robert Heinlein, in his spectacular Starship Troopers, created mankind’s greatest enemy in the form of an insect. The Bugs have no personality, no history, no culture. They are the perfect enemy, completely de-humanized, bent on human destruction. They can be killed without guilt because, after all, there is nothing human about them.

Insect aliens have ever after been a favorite. Orson Scott Card’s Ender Wiggen battled Bugger’s who possessed the hive mind of bees, as did Wurts/Feist’s cho-ja in their fantasy Empire Trilogy. Perhaps, due to the difficulty of creating aliens as far beyond our understanding as aliens must be, insects are the best way to go.

On the first day of any anthropology-like class, the words emic and etic are defined on the board. They refer to the perspectives we can take as we try to understand cultures. Emic means that an explanation comes from someone within that society, since they have intimate knowledge of why certain things are done. An etic perspective is that of an outsider, the observer, the analytical researcher.

It seems that with respect to alien cultures, we have generally not moved beyond an emic approach; sitting within the shape of the human world, we can’t look outside, we’re insiders who can’t get to an etic perspective. Usually it's the outsider trying to look in, and unable to get the right ideas about things, but with respect to ET, we can't seem to get out. Aliens have myths, legends, fears, desires, and interpersonal conflicts just like any human. If not, then they are insect-like or they compete like mindless animals in the survival of the fittest.

Granted, I haven’t read every SF book ever written. But I’m hoping that somewhere out there are books that take the theoretical innovativeness applied to physics in SF, and instead apply that to alien culture (or lack-of-culture, or beyond-culture. You know what I mean). An insider emic approach is cool in many instances, but I can’t wait for some SF that tries to shake up the humanistic paradigm that dominates our favorite extraterrestrial.